Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-095512
Date:2021-07-21
Issuer: LIQUIDIA CORP (LQDA)
Original Submission Date:

Reporting Person:

SHAH TUSHAR
419 DAVIS DRIVE, SUITE 100
MORRISVILLE, NC 27560

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.54 2021-07-21 deemed execution date A 10,000 (a) 2031-07-21 common stock 10,000 $2.54 10,000 direct
Footnotes
IDfootnote
f1 the option vests over a four-year period with 25% of the shares of common stock underlying the option vesting on the one-year anniversary of the grant date and the remaining 75% of the shares of common stock underlying the option vesting in equal monthly installments thereafter, becoming fully vested on july 21, 2025; provided, however, that notwithstanding the foregoing vesting schedule, 50% of the shares of common sock underlying the option will vest upon u.s. food and drug administration (fda) tentative approval of the issuer's new drug application for liq861.
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