Accession Number: | 0000899243-21-029887 |
Date: | 2021-07-22 |
Issuer: | HIMS & HERS HEALTH, INC. (HIMS) |
Original Submission Date: |
BOUGHTON SOLEIL
2269 CHESTNUT STREET, #523
SAN FRANCISCO, CA 94123
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-07-22 | M | 2,085 | a | $11.50 | 381,622 | direct | ||
CLASS A COMMON STOCK | 2021-07-22 | F | 1,529 | d | $0.00 | 380,093 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANT (RIGHT TO BUY) | 11.5 | 2021-07-22 | deemed execution date | M | 2,085 (d) | 2021-01-20 | 2026-01-20 | class a common stock 2,085 | $11.50 | 0 | direct |
ID | footnote |
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f1 | the reporting person exercised a warrant to purchase 2,085 shares of the issuer's class a common stock. the warrant was exercised on a cashless basis pursuant to section 6.2 of that certain warrant agreement, by and between the issuer and continental stock transfer & trust, dated, july 22, 2019 (the "warrant agreement"), following the issuer's notice of redemption dated july 9, 2021. in the cashless exercise, under the terms of the warrant agreement, the reporting person received 0.267 shares per warrant exercised and the issuer withheld 0.733 shares per warrant exercised. the exercise of the warrant, the withholding of shares of class a common stock in the cashless exercise and the resulting issuance of the net shares of class a common stock were exempt under rule 16b-3 of the securities exchange act of 1934, as amended. |
f2 | represents shares of class a common stock withheld in connection with the cashless exercise. |