Form Type: 4

SEC EDGAR Link
Accession Number:0001786250-21-000002
Date:2021-07-23
Issuer: OPORTUN FINANCIAL CORP (OPRT)
Original Submission Date:

Reporting Person:

KIRSCHT PATRICK
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-23 M 8,638 a $1.32 152,177 direct
COMMON STOCK 2021-07-23 M 3,500 a $1.87 155,677 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.32 2021-07-23 deemed execution date M 8,638 (d) 2022-08-01 common stock 8,638 $1.32 0 direct
STOCK OPTION (RIGHT TO BUY) 1.87 2021-07-23 deemed execution date M 3,500 (d) 2022-12-03 common stock 3,500 $1.87 11,378 direct
Footnotes
IDfootnote
f1 the option is fully vested.

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