Form Type: 4

SEC EDGAR Link
Accession Number:0001596783-21-000095
Date:2021-07-26
Issuer: CATALENT, INC. (CTLT)
Original Submission Date:

Reporting Person:

GUNTHER SCOTT
C/O CATALENT, INC.
14 SCHOOLHOUSE ROAD SOMERSET, NJ 08873

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-26 S 609 d $113.05 15,900 direct
COMMON STOCK 2021-07-26 S 470 d $113.02 15,430 direct
COMMON STOCK 2021-07-26 A 753 a $0.00 16,183 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS TO PURCHASE COMMON STOCK 113.0 2021-07-26 deemed execution date A 3,892 (a) 2031-07-26 common stock 3,892 $113.00 3,892 direct
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the issuer's long-term incentive plan. no shares were withheld by or surrendered to the issuer.
f2 volume-weighted average price. these shares were sold in multiple transactions at prices ranging from $112.77 to $113.38, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 includes restricted stock units.
f4 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
f5 volume-weighted average price. these shares were sold in multiple transactions at prices ranging from $112.99 to $113.08, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 restricted stock units (rsus) received by the reporting person pursuant to the issuer's annual grant to executive officers and other personnel under its long-term incentive plan. each rsu represents the right to receive one share of the issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.
f7 received by the reporting person pursuant to the issuer's annual grant to executive officers and other personnel under its long-term incentive plan.
f8 the options vest and become exercisable in four equal annual installments beginning on july 26, 2022.
WhaleWisdom Logo

Elevate your investments