Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-030881
Date:2021-07-28
Issuer: HIMS & HERS HEALTH, INC. (HIMS)
Original Submission Date:

Reporting Person:

BARD ALEX
2269 CHESTNUT STREET, #523
SAN FRANCISCO, CA 94123

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-07-28 M 1,739 a $11.50 313,153 indirect f3
CLASS A COMMON STOCK 2021-07-28 M 56,307 a $11.50 10,125,520 indirect f3
CLASS A COMMON STOCK 2021-07-28 F 1,275 d $0.00 311,878 indirect f3
CLASS A COMMON STOCK 2021-07-28 F 41,274 d $0.00 10,084,246 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANT (RIGHT TO BUY) 11.5 2021-07-28 deemed execution date M 1,739 (d) 2021-01-20 2026-01-20 class a common stock 1,739 $11.50 0 indirect held by redpoint associates vi, l.l.c.
WARRANT (RIGHT TO BUY) 11.5 2021-07-28 deemed execution date M 56,307 (d) 2021-01-20 2026-01-20 class a common stock 56,307 $11.50 0 indirect held by redpoint ventures vi, l.p.
Footnotes
IDfootnote
f1 rv vi and ra vi (as defined below) exercised warrants to purchase shares of the issuer's class a common stock. the warrants were exercised on a cashless basis pursuant to section 6.2 of that certain warrant agreement, by and between the issuer and continental stock transfer & trust, dated, july 22, 2019 (the "warrant agreement"), following the issuer's notice of redemption dated july 9, 2021. in the cashless exercise, under the terms of the warrant agreement, rv vi and ra vi received 0.267 shares per warrant exercised and the issuer withheld 0.733 shares per warrant exercised. the exercise of the warrants, the withholding of shares of class a common stock in the cashless exercises and the resulting issuance of the net shares of class a common stock were exempt under rule 16b-3 of the securities exchange act of 1934, as amended.
f2 represents shares of class a common stock withheld in connection with the cashless exercises.
f3 alex bard is one of several members of redpoint ventures vi, l.l.c., the general partner of redpoint ventures vi, l.p. ("rv vi"), and redpoint associates vi, l.l.c. ("ra vi"). mr. bard may be deemed a beneficial owner of the securities held by rv vi and ra vi, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.

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