Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-022816
Date:2021-07-30
Issuer: YUM BRANDS INC (YUM)
Original Submission Date:

Reporting Person:

SKEANS TRACY L
1441 GARDINER LANE
LOUISVILLE, KY 40213

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-30 M 10,134 a $49.66 20,729 direct
COMMON STOCK 2021-07-30 D 3,862 d $130.31 16,867 direct
COMMON STOCK 2021-07-30 S 6,272 d $129.19 10,595 direct
COMMON STOCK 2021-07-30 M 5,065 a $49.66 15,660 direct
COMMON STOCK 2021-07-30 D 1,931 d $130.31 13,729 direct
COMMON STOCK 2021-07-30 S 3,134 d $129.19 10,595 direct
COMMON STOCK 2021-07-30 M 15,218 a $49.66 25,813 direct
COMMON STOCK 2021-07-30 D 5,800 d $130.31 20,013 direct
COMMON STOCK 2021-07-30 S 9,418 d $130.22 10,595 direct
COMMON STOCK 2021-07-30 0 $0.00 2,103 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 49.66 2021-07-30 deemed execution date M 10,134 (d) 2026-02-05 common stock 10,134 $49.66 28,770 direct
STOCK APPRECIATION RIGHT 49.66 2021-07-30 deemed execution date M 5,065 (d) 2026-02-05 common stock 5,065 $49.66 23,705 direct
STOCK APPRECIATION RIGHT 49.66 2021-07-30 deemed execution date M 15,218 (d) 2026-02-05 common stock 15,218 $49.66 8,487 direct
Footnotes
IDfootnote
f1 pursuant to 10b5-1 plan
f2 vesting occurs 25% per year beginning one year from grant date.
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