Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-011053
Date:2021-07-30
Issuer: HOVNANIAN ENTERPRISES INC (HOV)
Original Submission Date:

Reporting Person:

HOVNANIAN ARA K
90 MATAWAN ROAD, FIFTH FLOOR
MATAWAN, NJ 07747

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-07-30 S 10,000 d $105.45 57,729 indirect f3
CLASS A COMMON STOCK 2021-07-30 0 $0.00 122,318 direct
CLASS A COMMON STOCK 2021-07-30 0 $0.00 7,767 indirect f4
CLASS A COMMON STOCK 2021-07-30 0 $0.00 45,789 indirect f5
CLASS A COMMON STOCK 2021-07-30 0 $0.00 67,719 indirect f6
CLASS A COMMON STOCK 2021-07-30 0 $0.00 57,789 indirect f7
CLASS A COMMON STOCK 2021-07-30 0 $0.00 720 indirect f8
CLASS A COMMON STOCK 2021-07-30 0 $0.00 3,564 indirect f9
CLASS A COMMON STOCK 2021-07-30 0 $0.00 4,133 indirect f10
CLASS A COMMON STOCK 2021-07-30 0 $0.00 720 indirect f11
CLASS A COMMON STOCK 2021-07-30 0 $0.00 720 indirect f12
CLASS A COMMON STOCK 2021-07-30 0 $0.00 668 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents the weighted average sales price for price increments ranging from $105.40 to $106.00. the reporting person undertakes to provide, upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this form 4.
f2 the reporting person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of section 16 or for any other purpose
f3 held by trusts for the benefit of the family of esther k. barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the hovnanian family 2012 llc (the "2012 llc").
f4 held by ara k. hovnanian 2012 trust, of which the reporting person is trustee, through a limited liability company interest in the 2012 llc
f5 held by trusts for the benefit of the family of lucy k. kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 llc
f6 held by trusts for the benefit of the family of nadia k. rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 llc
f7 held by trusts for the benefit of the family of sossie k. najarian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 llc
f8 held by the ara k. hovnanian family 1994 long-term trust, of which the reporting person is trustee
f9 held by the esther k. barry family 1994 long-term trust, of which the reporting person is a trustee and has a potential remainder interest
f10 held by the lucy k. kalian family 1994 long-term trust, of which the reporting person is a trustee and has a potential remainder interest
f11 held by the nadia k. rodriguez family 1994 long-term trust, of which the reporting person is a trustee and has a potential remainder interest
f12 held by the sossie k. najarian family 1994 long-term trust, of which the reporting person is a trustee and has a potential remainder interest
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