Accession Number: | 0000899243-21-031411 |
Date: | 2021-07-30 |
Issuer: | DA32 LIFE SCIENCE TECH ACQUISITION CORP. (DALS) |
Original Submission Date: |
DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C)
345 PARK AVENUE SOUTH, 12TH FLOOR
NEW YORK, NY 10010
DEERFIELD MGMT L.P.
345 PARK AVENUE SOUTH, 12TH FLOOR
NEW YORK,
DEERFIELD PARTNERS, L.P.
345 PARK AVENUE SOUTH, 12TH FLOOR
NEW YORK, NY 10010
FLYNN JAMES E
345 PARK AVENUE SOUTH, 12TH FLOOR
NEW YORK, NY 10010
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-07-30 | P | 1,600,000 | a | $10.00 | 1,600,000 | indirect | ||
CLASS A COMMON STOCK | 2021-07-30 | A | 650,000 | a | $10.00 | 2,250,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | deerfield partners, l.p. purchased 1,600,000 shares of the issuer's class a common stock for $10.00 per share in the issuer's initial public offering. |
f2 | this form 4 is filed jointly by deerfield partners, l.p. ("deerfield partners"), deerfield mgmt, l.p. ("deerfield mgmt"), deerfield management company, l.p. (deerfield management") and james e. flynn (collectively, the "reporting persons"). each of the reporting persons is a member of a section 13(d) group. each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
f3 | da32 sponsor llc ("sponsor") purchased 650,000 shares of class a common stock from the issuer in a private placement conducted by the issuer concurrently with its initial public offering. such shares constitute "private placement shares" as such term is defined in the issuer's registration statement on form s-1 (file no. 333-257679). the purchase of such shares was exempted from section 16(b) under the securities exchange act of 1934, as amended (the "exchange act"), pursuant to rule 16b-3(d) under the exchange act |
f4 | sponsor is the record holder of the securities reported herein. as one of three managing members of sponsor, deerfield partners may be deemed to beneficially own the securities owned directly by sponsor. as the general partner of deerfield partners, deerfield mgmt may be deemed to beneficially own the securities owned directly by sponsor. as the investment manager of deerfield partners, deerfield management may be deemed to beneficially own securities owned directly by sponsor. as the sole member of the general partner of each of deerfield management and deerfield mgmt, james e. flynn may be deemed to beneficially own the securities owned directly by sponsor. the sponsor and other members of the sponsor are separately filing a form 4 with respect to the securities reported herein. |