Accession Number: | 0000899243-21-031429 |
Date: | 2021-08-02 |
Issuer: | CARLYLE GROUP INC. (CG) |
Original Submission Date: |
CLARE PETER J
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON, DC 20004
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-08-02 | S | 14,996 | d | $48.80 | 4,894,757 | direct | ||
COMMON STOCK | 2021-08-02 | 0 | $0.00 | 273,632 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported. |
f2 | these shares of common stock are held by a trust for the benefit of the reporting person's family. the reporting person is the special purpose trustee of the trust and has sole investment power over the securities. |