Form Type: 4

SEC EDGAR Link
Accession Number:0001523711-21-000048
Date:2021-08-02
Issuer: MATTEL INC /DE/ (MAT)
Original Submission Date:

Reporting Person:

DISILVESTRO ANTHONY
333 CONTINENTAL BOULEVARD
EL SEGUNDO, CA 90245

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-08-02 deemed execution date A 23,962 (a) common stock 23,962 $0.00 60,338 direct
EMPLOYEE STOCK OPTION - RIGHT TO BUY 21.91 2021-08-02 deemed execution date A 55,851 (a) 2031-08-02 common stock 55,851 $21.91 189,100 direct
Footnotes
IDfootnote
f1 the restricted stock units ("rsus" or "units") were granted on august 2, 2021 pursuant to the mattel, inc. amended and restated 2010 equity and long-term compensation plan, as amended (the "plan"). each unit represents a contingent right to receive one share of mattel, inc. common stock (or, at the election of mattel, inc., a cash amount equal to the fair market value of such share).
f2 the rsus vest as to (a) 33% of the units granted on the first anniversary of the date of grant, (b) an additional 33% of the units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the units granted on the third anniversary of the date of grant. on each vesting date, for each unit vesting on such date, the reporting person will receive one share of mattel, inc. common stock (or, at the election of mattel, inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
f3 the option was granted on august 2, 2021 pursuant to the plan. the option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

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