Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-031426
Date:2021-08-02
Issuer: CARLYLE GROUP INC. (CG)
Original Submission Date:

Reporting Person:

FINN CHRISTOPHER
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON, DC 20004

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-02 S 41,273 d $48.80 766,907 direct
COMMON STOCK 2021-08-02 0 $0.00 313,937 indirect f2
COMMON STOCK 2021-08-02 0 $0.00 13,595 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
f2 these shares of common stock are held in a limited liability company of which the reporting person is the manager.
f3 these shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.

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