Accession Number: | 0000947871-21-000869 |
Date: | 2021-08-03 |
Issuer: | BAKER HUGHES CO (BKR) |
Original Submission Date: |
GENERAL ELECTRIC CO
5 NECCO STREET
BOSTON, MA 02210
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-08-03 | S | 53,720,040 | d | $23.36 | 0 | indirect | f2 | |
CLASS B COMMON STOCK | 2021-08-03 | M | 35,300,718 | d | $0.00 | 178,726,179 | indirect | f2 | |
CLASS A COMMON STOCK | 2021-08-03 | M | 35,300,718 | a | $0.00 | 35,300,718 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
COMMON UNIT | 0.0 | 2021-08-03 | deemed execution date | M | 35,300,718 (d) | class a common stock 35,300,718 | $0.00 | 178,726,179 | indirect | see footnote |
ID | footnote |
---|---|
f1 | the reporting person sold the shares of class a common stock of the issuer to an unaffiliated financial institution at a price based on the volume weighted average price of class a common stock of the issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction. |
f2 | the reporting person holds these securities through a wholly-owned subsidiary. |
f3 | each share of class b common stock, together with a common unit of baker hughes holdings llc (collectively, a "paired interest"), is exchangeable for a share of class a common stock. |
f4 | the paired interests were acquired by the reporting person in connection with the transactions described in the prospectus filed by the issuer on may 30, 2017 pursuant to rule 424(b)(3). |