Form Type: 4

SEC EDGAR Link
Accession Number:0001354327-21-000036
Date:2021-08-02
Issuer: PGT INNOVATIONS, INC. (PGTI)
Original Submission Date:

Reporting Person:

HERSHBERGER RODNEY
PGT, INC.
1070 TECHNOLOGY DRIVE NORTH VENICE, FL 34275

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
PGTI COMMON STOCK 2021-08-02 S 1,100 d $22.47 1,382,854 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed pursuant to a rule 10b5-1 trading plan (the plan) executed by the reporting person on may 24, 2021, whereby the reporting person expects to sell up to 8,000 shares of pgti common stock between the dates of june 24, 2021 and december 31, 2021, or an earlier date as defined in the plan, in transactions not to exceed 1,100 shares in any month between those dates, at a price of not less than $22.00 per share.
f2 this transaction was executed in multiple trades ranging from $22.20 to $22.55 per share. the price reported above represents the weighted-average sales price. the reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the sec staff, the issuer, or a security holder of the issuer.
WhaleWisdom Logo

Elevate your investments