Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-023062
Date:2021-08-02
Issuer: THERMO FISHER SCIENTIFIC INC. (TMO)
Original Submission Date:

Reporting Person:

STEVENSON MARK
168 THIRD AVENUE
WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-02 M 14,550 a $190.59 76,904 direct
COMMON STOCK 2021-08-02 M 12,375 a $157.68 89,279 direct
COMMON STOCK 2021-08-02 S 1,500 d $532.73 87,779 direct
COMMON STOCK 2021-08-02 S 9,610 d $533.74 78,169 direct
COMMON STOCK 2021-08-02 S 5,909 d $534.66 72,260 direct
COMMON STOCK 2021-08-02 S 1,100 d $535.64 71,160 direct
COMMON STOCK 2021-08-02 S 3,565 d $536.85 67,595 direct
COMMON STOCK 2021-08-02 S 3,284 d $537.76 64,311 direct
COMMON STOCK 2021-08-02 S 700 d $538.75 63,611 direct
COMMON STOCK 2021-08-02 S 557 d $540.69 63,054 direct
COMMON STOCK 2021-08-02 S 200 d $542.15 62,854 direct
COMMON STOCK 2021-08-02 S 500 d $543.56 62,354 direct
COMMON STOCK 2021-08-02 0 $0.00 5,320 indirect
COMMON STOCK 2021-08-02 0 $0.00 5,320 indirect
COMMON STOCK 2021-08-02 0 $0.00 5,320 indirect
COMMON STOCK 2021-08-02 0 $0.00 22,100 indirect
COMMON STOCK 2021-08-02 0 $0.00 29,959 indirect
COMMON STOCK 2021-08-02 0 $0.00 477 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 190.59 2021-08-02 deemed execution date M 14,550 (d) 2021-03-07 2024-09-07 common stock 14,550 $190.59 43,650 direct
STOCK OPTION (RIGHT TO BUY) 157.68 2021-08-02 deemed execution date M 12,375 (d) 2024-02-28 common stock 12,375 $157.68 37,125 direct
Footnotes
IDfootnote
f1 includes 52 shares acquired under the issuer's employees' stock purchase plan on may 14, 2021.
f2 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 3, 2021.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $532.23 to $533.21, inclusive. the reporting person undertakes to provide to thermo fisher scientific inc. ("tmo"), any security holder of tmo or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7), (8), (9), (10), (11) and (12) to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $533.25 to $534.20, inclusive.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $534.25 to $535.24, inclusive.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $535.26 to $536.09, inclusive.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $536.25 to $537.22, inclusive.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $537.25 to $538.16, inclusive.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $538.26 to $539.24, inclusive.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $540.25 to $541.07, inclusive.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $541.82 to $542.47, inclusive.
f12 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $543.325 to $543.71, inclusive.
f13 between july 25, 2020 and august 2, 2021, the reporting person disposed .01 shares of tmo common stock under the tmo 401(k) plan.
f14 the option vested in four equal installments on february 28, 2018, 2019, 2020, and 2021.
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