Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-049623
Date:2021-08-03
Issuer: ASPEN AEROGELS INC (ASPN)
Original Submission Date:

Reporting Person:

LANDES GREGG
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B NORTHBOROUGH, MA 01532

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-03 S 5,470 d $37.01 58,167 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 average price with actual price ranging from $36.46 and $37.66. the reporting person will provide to the staff of the securities and exchange commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
f2 represents 39,563 shares of common stock and 18,604 restricted stock units.
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