Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-049680
Date:2021-08-02
Issuer: QUANTUMSCAPE CORP (QS)
Original Submission Date:

Reporting Person:

LEOHOLD JURGEN
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE SAN JOSE, CA 95110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-08-02 M 50,000 a $1.33 147,295 direct
CLASS A COMMON STOCK 2021-08-02 S 39,831 d $22.41 107,464 direct
CLASS A COMMON STOCK 2021-08-02 S 10,169 d $23.31 97,295 direct
CLASS A COMMON STOCK 2021-08-03 M 100,000 a $2.38 197,295 direct
CLASS A COMMON STOCK 2021-08-03 S 34,181 d $21.70 163,114 direct
CLASS A COMMON STOCK 2021-08-03 S 15,619 d $22.44 147,495 direct
CLASS A COMMON STOCK 2021-08-03 S 200 d $23.04 147,295 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.3252 2021-08-02 deemed execution date M 50,000 (d) 2019-01-01 2027-12-13 class a common stock 50,000 $1.33 152,175 direct
STOCK OPTION (RIGHT TO BUY) 2.377 2021-08-03 deemed execution date M 100,000 (d) 2020-12-11 2029-12-11 class a common stock 100,000 $2.38 302,175 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $22.00 to $22.985, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $23.02 to $23.70, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.54 to $21.87, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $22.00 to $22.87, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $23.00 to $23.07, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f6 20% of the shares subject to the option vested and became exercisable on january 1, 2019, and the remaining shares will vest monthly thereafter, subject to the reporting person's continued service at each vesting date.
f7 20% of the shares subject to the option will vest and become exercisable on december 11, 2020, and the remaining shares will vest monthly thereafter, subject to the reporting person's continued service at each vesting date.
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