Form Type: 4

SEC EDGAR Link
Accession Number:0001082906-21-000023
Date:2021-08-02
Issuer: NETFLIX INC (NFLX)
Original Submission Date:

Reporting Person:

HOAG JAY C
C/O TECHNOLOGY CROSSOVER VENTURES
250 MIDDLEFIELD ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-02 J 229,063 d $0.00 474,762 indirect f2
COMMON STOCK 2021-08-02 J 118,956 d $0.00 246,553 indirect f4
COMMON STOCK 2021-08-02 J 1,981 d $0.00 4,105 indirect f6
COMMON STOCK 2021-08-02 J 87,518 a $0.00 87,518 indirect f8
COMMON STOCK 2021-08-02 J 86,579 d $0.00 939 indirect f8
COMMON STOCK 2021-08-02 J 8,116 a $0.00 487,514 indirect f11
COMMON STOCK 2021-08-02 J 8,116 a $0.00 146,432 indirect f13
COMMON STOCK 2021-08-03 S 939 d $510.16 0 indirect f8
COMMON STOCK 2021-08-02 0 $0.00 640,434 indirect f15
COMMON STOCK 2021-08-02 0 $0.00 172,704 indirect f16
COMMON STOCK 2021-08-02 0 $0.00 39,777 indirect f17
COMMON STOCK 2021-08-02 0 $0.00 47,085 indirect f18
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 in kind pro-rata distribution from tcv vii, l.p. ("tcv vii") to its partners, without consideration.
f2 these shares are directly held by tcv vii. jay c. hoag is a class a director of technology crossover management vii, ltd. ("management vii") and a limited partner of technology crossover management vii, l.p. ("tcm vii"). management vii is the sole general partner of tcm vii, which is the sole general partner of tcv vii. mr. hoag may be deemed to beneficially own the shares held by tcv vii but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f3 in kind pro-rata distribution from tcv vii (a), l.p. ("tcv vii (a)") to its partners, without consideration.
f4 these shares are directly held by tcv vii (a). jay c. hoag is a class a director of management vii and a limited partner of tcm vii. management vii is the sole general partner of tcm vii, which is the sole general partner of tcv vii (a). mr. hoag may be deemed to beneficially own the shares held by tcv vii (a) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f5 in kind pro-rata distribution from tcv member fund, l.p. ("member fund") to its partners, without consideration.
f6 these shares are directly held by member fund. jay c. hoag is a limited partner of member fund and a class a director of management vii. management vii is a general partner of member fund. mr. hoag may be deemed to beneficially own the shares held by member fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f7 acquisition by tcm vii pursuant to an in kind pro-rata distribution by each of tcv vii and tcv vii (a) to each of its respective partners, without consideration.
f8 these shares are directly held by tcm vii. jay c. hoag is a class a director of management vii and a limited partner of tcm vii. management vii is the sole general partner of tcm vii. mr. hoag may be deemed to beneficially own the shares held by tcm vii, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f9 in kind pro-rata distribution from tcm vii to its partners, without consideration.
f10 acquisition by the hoag family trust u/a dtd 08/02/1994 pursuant to an in kind pro-rata distribution by each of tcm vii and member fund to each of its respective partners, without consideration.
f11 these shares are held by the hoag family trust u/a dtd 08/02/1994. jay c. hoag is a trustee of the hoag family trust u/a dtd 08/02/1994. mr. hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f12 acquisition by hamilton investments limited partnership pursuant to an in kind pro-rata distribution by each of tcm vii and member fund to each of its respective partners, without consideration.
f13 these shares are held by hamilton investments limited partnership. jay c. hoag is the general partner of hamilton investments limited partnership. mr. hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f14 this number represents a weighted average purchase price per share. the shares were sold at prices ranging from $510.05 to $510.375 per share. the reporting person hereby undertakes to provide upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f15 these shares are directly held by orange investor, l.p. ("orange investor"). jay c. hoag is a class a director of technology crossover management viii, ltd. ("management viii") and a limited partner of technology crossover management viii, l.p ("tcm viii"). management viii is the sole general partner of tcm viii, which in turn is the sole general partner of tcv viii, l.p., which in turn is the sole member of orange investor gp, llc ("orange gp"), which in turn is the sole general partner of orange investor. mr. hoag may be deemed to beneficially own the shares held by orange investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f16 these shares are directly held by orange (a) investor, l.p. ("orange (a) investor"). jay c. hoag is a class a director of management viii and a limited partner of tcm viii. management viii is the sole general partner of tcm viii, which in turn is the sole general partner of tcv viii, l.p., which in turn is the sole member of orange gp, which in turn is the sole general partner of orange (a) investor. mr. hoag may be deemed to beneficially own the shares held by orange (a) investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f17 these shares are directly held by orange (b) investor, l.p. ("orange (b) investor"). jay c. hoag is a class a director of management viii and a limited partner of tcm viii. management viii is the sole general partner of tcm viii, which in turn is the sole general partner of tcv viii, l.p., which in turn is the sole member of orange gp, which in turn is the sole general partner of orange (b) investor. mr. hoag may be deemed to beneficially own the shares held by orange (b) investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f18 these shares are directly held by orange (mf) investor, l.p. ("orange (mf) investor"). jay c. hoag is a class a director of management viii. management viii is the sole general partner of tcm viii, which in turn is the sole general partner of tcv viii, l.p., which in turn is the sole member of orange gp, which in turn is the sole general partner of orange (mf) investor. mr. hoag may be deemed to beneficially own the shares held by orange (mf) investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
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