Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-049757
Date:2021-08-02
Issuer: ORTHO CLINICAL DIAGNOSTICS HOLDINGS PLC (OCDX)
Original Submission Date:

Reporting Person:

SMITH CHRISTOPHER M
C/O ORTHO CLINICAL DIAGNOSTICS HOLDINGS
1001 ROUTE 202 RARITAN, NJ 08869

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES, $0.00001 PAR VALUE 2021-08-02 S 103,213 d $22.10 534,147 direct
ORDINARY SHARES, $0.00001 PAR VALUE 2021-08-03 S 104,987 d $21.55 429,160 direct
ORDINARY SHARES, $0.00001 PAR VALUE 2021-08-04 S 61,800 d $21.79 367,360 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f2 the reporting person undertakes to provide, upon request by the securities exchange commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this form 4.
f3 represents the weighted average sales price for the price increments from $21.90 to $22.51.
f4 represents the weighted average sales price for the price increments from $21.00 to $21.90.
f5 represents the weighted average sales price for the price increments from $21.57 to $21.92.
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