Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-21-027146
Date:2021-08-03
Issuer: OLLIE'S BARGAIN OUTLET HOLDINGS, INC. (OLLI)
Original Submission Date:

Reporting Person:

BERTRAM KENNETH ROBERT
C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC
6295 ALLENTOWN BOULEVARD, SUITE 1 HARRISBURG, PA 17112

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 M 1,789 a $32.20 30,993 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 S 1,789 d $93.18 29,204 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 M 1,366 a $58.90 30,570 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 S 1,366 d $93.13 29,204 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 M 1,845 a $79.89 31,049 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 S 1,845 d $93.19 29,204 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-03 S 574 d $91.62 28,630 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 32.2 2021-08-03 deemed execution date M 1,789 (d) 2027-03-22 common stock 1,789 $32.20 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 58.9 2021-08-03 deemed execution date M 1,366 (d) 2028-03-28 common stock 1,366 $58.90 1,366 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 79.89 2021-08-03 deemed execution date M 1,845 (d) 2029-03-20 common stock 1,845 $79.89 2,670 direct
Footnotes
IDfootnote
f1 transactions made pursuant to an agreement adopted on june 18, 2021 in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended. the transactions reported on this form 4 resulted in the completion of said 10b5-1 agreement.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. the reporting person undertakes to provide to ollie's bargain outlet holdings, inc., any security holder of ollie's bargain outlet holdings, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this form 4.
f5 options vested and became exercisable in 25% installments on each anniversary date of the grant, march 22, 2017, subject to continued service through each applicable vesting date. the reporting person was granted 7,156 options, of which 1,789 of the options vested on march 22, 2018; 1,789 of the options vested on march 22, 2019; 1,789 of the options vested on march 22, 2020 and 1,789 of the options vested on march 22, 2021.
f6 options vest and become exercisable in 25% installments on each anniversary date of the grant, march 28, 2018, subject to continued service through each applicable vesting date. the reporting person was granted 5,464 options, of which 1,366 of the options vested on march 28, 2019; 1,366 of the options vested on march 28, 2020; 1,366 of the options vested on march 28, 2021 and 1,366 of the options will vest on march 28, 2022.
f7 options vest and become exercisable in 25% installments on each anniversary date of the grant, march 20, 2019, subject to continued service through each applicable vesting date. the reporting person was granted 5,265 options, of which 1,316 of the options vested on march 20, 2020; 1,316 of the options vested on march 20, 2021; 1,316 of the options will vest on march 20, 2022 and 1,317 of the options will vest on march 20, 2023.
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