Form Type: 4

SEC EDGAR Link
Accession Number:0001604643-21-000070
Date:2021-08-03
Issuer: EVOQUA WATER TECHNOLOGIES CORP. (AQUA)
Original Submission Date:

Reporting Person:

WEBSTER ANTHONY
EVOQUA WATER TECHNOLOGIES CORP.
210 SIXTH AVENUE PITTSBURGH, PA 15222

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-03 M 66,861 a $6.49 159,659 direct
COMMON STOCK 2021-08-03 S 66,861 d $35.01 92,798 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 6.49 2021-08-03 deemed execution date M 66,861 (d) 2026-03-03 common stock 66,861 $6.49 0 direct
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on may 26, 2021.
f2 the amount of these securities includes 25,550 unvested restricted stock units in respect of the issuer's common stock.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $35.0000 to $35.0200, inclusive. the reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 this option is fully vested.

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