Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-21-014785
Date:2021-08-05
Issuer: INTUITIVE SURGICAL INC (ISRG)
Original Submission Date:

Reporting Person:

ROSA DAVID J.
1020 KIFER ROAD
SUNNYVALE, CA 94086

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-05 M 10,500 a $172.44 43,212 direct
COMMON STOCK 2021-08-05 S 8,146 d $1,007.23 35,066 direct
COMMON STOCK 2021-08-06 M 10,500 a $172.44 45,566 direct
COMMON STOCK 2021-08-06 S 8,065 d $1,011.90 37,501 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 172.437 2021-08-05 deemed execution date M 10,500 (d) 2022-08-15 common stock 10,500 $172.44 10,500 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 172.437 2021-08-06 deemed execution date M 10,500 (d) 2022-08-15 common stock 10,500 $172.44 0 direct
Footnotes
IDfootnote
f1 these shares were exercised and sold in accordance with a trading plan that complies with sec rule 10b5-1 and expires on may 13, 2022.
f2 the price reported in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $997.81 to $1,009.99, inclusive. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average sale price. these shares were sold in multiple transactions at prices ranging from $1,007.24 to $1,020.59, inclusive. the reporting person hereby undertakes to provide to the securities and exchange commission staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
f4 non-statutory stock option granted pursuant to the 2010 incentive award plan. option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter.
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