Form Type: 4

SEC EDGAR Link
Accession Number:0000921895-21-001970
Date:2021-08-07
Issuer: STAR EQUITY HOLDINGS, INC. (STRR)
Original Submission Date:

Reporting Person:

QUAIN MITCHELL I
C/O STAR EQUITY HOLDINGS, INC.
53 FOREST AVENUE SUITE 101 OLD GREENWICH, CT 06870

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-07 M 12,000 a $0.00 28,681 direct
COMMON STOCK 2021-08-07 0 $0.00 39,047 indirect f3
COMMON STOCK 2021-08-07 0 $0.00 3,200 indirect f4
COMMON STOCK 2021-08-07 0 $0.00 300 indirect
COMMON STOCK 2021-08-07 0 $0.00 300 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-08-07 deemed execution date M 12,000 (d) common stock 12,000 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive, at settlement, one share of common stock.
f2 this transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
f3 shares owned directly by the mitchell quain revoc. liv. trust u/a 1/25/18, an entity of which mr. quain is the trustee.
f4 shares owned directly by industrial manufacturing institute, llc, an entity of which mr. quain is the sole beneficial owner.
f5 shares owned directly by family trust partnership, llc, an entity of which mr. quain is the sole beneficial owner.
f6 on august 7, 2020 the reporting person was granted 12,000 restricted stock units. as to this grant, 100% of the restricted stock units fully vested on august 7, 2021.
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