Form Type: 4/A

SEC EDGAR Link
Accession Number:0001209191-21-050805
Date:2021-07-26
Issuer: COUCHBASE, INC. (BASE)
Original Submission Date:2021-07-26

Reporting Person:

SORENSON CAPITAL PARTNERS III, LP
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

SORENSON CAPITAL PARTNERS III-A, LP
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

SORENSON CAPITAL PARTNERS III-B, LP
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

SORENSON CAPITAL INVESTMENT PARTNERS III, LP
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

SORENSON CAPITAL ASSOCIATES III, LP
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

WEST RIM CAPITAL ADVISORS LP
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

WEST RIM CAPITAL ADVISORS LLC
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Reporting Person:

SCP COUCHBASE ACQUISITION L.L.C.
3400 ASHTON BOULEVARD, #400
LEHI, UT 84043

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-07-26 C 3,248,392 a $0.00 3,406,128 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SERIES F PREFERRED STOCK 0.0 2021-07-26 deemed execution date C 2,156,007 (d) common stock 2,156,007 $0.00 0 indirect by: scp couchbase acquisition, l.l.c.
SERIES G PREFERRED STOCK 0.0 2021-07-26 deemed execution date C 1,024,048 (d) common stock 1,092,385 $0.00 0 indirect by: scp couchbase acquisition, l.l.c.
Footnotes
IDfootnote
f1 immediately prior to the completion of the issuer's initial public offering, each share of series f preferred stock is convertible into shares of the issuer's common stock, par value $0.00001 per share, on a one-for-one basis and has no expiration date. immediately prior to the completion of the issuer's initial public offering, each share of series g preferred stock is convertible into shares of the issuer's common stock, par value $0.00001 per share, on a 1.06673317089756-for-one basis and has no expiration date.
f2 sorenson capital partners iii, lp ("scp iii"), sorenson capital partners iii-a, lp ("scp iii-a"), sorenson capital partners iii-b, lp ("scp iii-b") and sorensen capital investment partner iii, lp ("scip iii") are the members of scp couchbase acquisition l.l.c. sorenson capital associates iii, lp ("sca iii") is the general partner of each of scp iii, scp iii-a and scp iii-b. west rim capital advisors, lp ("west rim capital lp") is the general partner of scip iii. west rim capital advisors, llc ("west rim capital") is the general partner of each of sca iii and west rim capital lp. rob rueckert is a member of the issuer's board of directors and the president of scp couchbase acquisition, l.l.c. each of mark ludwig, ron mika, rob rueckert and luke sorenson are partners of west rim capital and therefore may be deemed to have shared voting and dispositive power with respect to the shares held by scp couchbase acquisition l.l.c.
f3 (continuation of fn 2): each of the foregoing entities and individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. the address for each of the sorenson entities listed above is 3400 ashton boulevard #400, lehi, utah 84043.
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