Accession Number: | 0001633978-21-000040 |
Date: | 2021-08-10 |
Issuer: | LUMENTUM HOLDINGS INC. (LITE) |
Original Submission Date: |
RETORT VINCENT
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE
SAN JOSE, CA 95131
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2021-08-10 | A | 22,117 | a | $0.00 | 99,779 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents the acquisition of performance stock units (psus) upon the determination of the board of directors of the issuer that the performance conditions were met with respect to psus granted to the reporting person on august 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of november, february, may and august, subject to the reporting person continuing to be an employee through each such date, or as provided under the issuer's 2015 equity incentive plan. |