Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-051458
Date:2021-08-11
Issuer: SPROUTS FARMERS MARKET, INC. (SFM)
Original Submission Date:

Reporting Person:

NEAL JOHN SCOTT
5455 EAST HIGH STREET
SUITE 111 PHOENIX, AZ 85054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-08-11 S 4,840 d $24.74 35,362 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
f2 includes 11,488 shares of common stock and 23,874 restricted shares. each restricted share represents the right to receive, upon vesting, one share of common stock. 17,287 restricted shares will vest evenly over two years on august 10, 2022 and august 10, 2023, and 6,587 restricted shares will vest over three years, with one-third vesting on march 16, 2022; one-third vesting on march 16, 2023; and the remaining one-third vesting on march 16, 2024, assuming continued employment through the applicable vest dates.
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