Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-051633
Date:2021-08-13
Issuer: GOLDMAN SACHS GROUP INC (GS)
Original Submission Date:

Reporting Person:

WALDRON JOHN E.
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET NEW YORK, NY 10282

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 1,437 d $409.48 89,194 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 2,003 d $410.82 87,191 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 3,094 d $412.09 84,097 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 7,509 d $412.93 76,588 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 2,956 d $413.99 73,632 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 2,601 d $414.91 71,031 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-08-13 S 400 d $416.11 70,631 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was automatically triggered pursuant to a rule 10b5-1 trading plan previously adopted by the reporting person, without any additional action taken by the reporting person.
f2 reflects a weighted average sale price of $409.48 per share, at prices ranging from $409.25 to $409.815 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 reflects a weighted average sale price of $410.82 per share, at prices ranging from $410.43 to $411.355 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f4 reflects a weighted average sale price of $412.09 per share, at prices ranging from $411.44 to $412.42 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f5 reflects a weighted average sale price of $412.93 per share, at prices ranging from $412.44 to $413.40 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f6 reflects a weighted average sale price of $413.99 per share, at prices ranging from $413.44 to $414.41 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f7 reflects a weighted average sale price of $414.91 per share, at prices ranging from $414.45 to $415.40 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f8 reflects a weighted average sale price of $416.11 per share, at prices ranging from $415.80 to $416.355 per share. the reporting person will provide, upon request by the staff of the securities and exchange commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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