Form Type: 4

SEC EDGAR Link
Accession Number:0001553350-21-000704
Date:2021-08-12
Issuer: ASPEN GROUP, INC. (ASPU)
Original Submission Date:

Reporting Person:

WENDOLOWSKI GERARD
276 FIFTH AVENUE
SUITE 505 NEW YORK, NY 10001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-12 A 80,000 a $0.00 168,535 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units. each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. the grant was exempt from section 16(b) under the securities exchange act of 1934 by virtue of rule 16b-3 promulgated thereunder as it was approved in advance by the compensation committee. the restricted stock units vest in three nearly equal annual increments with the first such increment vesting on august 12, 2022, subject to continued service as an officer of the company on each applicable vesting date. shares of common stock will be delivered to the reporting person upon the vesting of the restricted stock units. the restricted stock units were issued under the 2018 equity incentive plan.

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