Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-023906
Date:2021-08-13
Issuer: BABCOCK & WILCOX ENTERPRISES, INC. (BW)
Original Submission Date:

Reporting Person:

DZIEWISZ JOHN J
1200 EAST MARKET STREET
AKRON, OH 44305

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-13 M 13,333 a $7.78 136,638 direct
COMMON STOCK 2021-08-13 F 6,046 d $7.78 130,592 direct
COMMON STOCK 2021-08-17 S 25,000 d $7.18 105,592 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-08-13 deemed execution date M 13,333 (d) 2022-08-13 common stock 13,333 $0.00 13,334 direct
Footnotes
IDfootnote
f1 rsus vest in three equal installments beginning on august 13, 2020.
f2 represents the share price weighted average.
f3 pursuant to the babcock & wilcox enterprises, inc. amended and restated 2015 long-term incentive plan each restricted stock unit represents a contingent right to receive one share of bw common stock. rsus vest in three installments beginning on august 13, 2020.
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