Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-052421
Date:2021-08-16
Issuer: HALL OF FAME RESORT & ENTERTAINMENT CO (HOFV)
Original Submission Date:

Reporting Person:

DOLAN JAMES J.
780 FIFTH AVENUE
SOUTH NAPLES, FL 34102

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-16 J 10,526 d $0.00 625,246 indirect
COMMON STOCK 2021-08-16 J 10,526 d $0.00 614,720 indirect
COMMON STOCK 2021-08-16 J 15,000 d $0.00 599,720 indirect
COMMON STOCK 2021-08-16 J 60,000 d $0.00 539,720 indirect
COMMON STOCK 2021-08-16 0 $0.00 232,605 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CONVERTIBLE NOTES DUE 2025 6.9 deemed execution date 0 ( ) 2020-07-01 2025-03-31 common stock 72,465 $6.90 500,000 indirect by gordon pointe management llc
WARRANTS 1.4 deemed execution date 0 ( ) 2020-11-18 2025-11-18 common stock 60,000 $1.40 60,000 direct
WARRANTS 11.5 deemed execution date 0 ( ) 2020-07-31 common stock $11.50 985,408 direct
WARRANTS 11.5 deemed execution date 0 ( ) 2020-07-31 common stock $11.50 461,686 indirect by gordon pointe management llc
Footnotes
IDfootnote
f1 redemption in kind of a member of gordon pointe management llc.
f2 the warrants expire on the earlier to occur of july 1, 2025 or upon the redemption date in the event that the issuer shall fix a date for theredemption of the warrants in accordance with the warrant terms.
f3 each warrant represents the right to purchase 1.421333 shares of the issuer's common stock.

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