Accession Number: | 0001493152-21-020734 |
Date: | 2021-08-17 |
Issuer: | HARROW HEALTH, INC. (HROW) |
Original Submission Date: |
OPALEYE MANAGEMENT INC.
ONE BOSTON PLACE, 26TH FLOOR
BOSTON, MA 02108
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK, PAR VALUE $0.0001 PER SHARE | 2021-08-17 | P | 25,000 | a | $8.57 | 3,040,000 | indirect | f2 | |
COMMON STOCK, PAR VALUE $0.0001 PER SHARE | 2021-08-17 | P | 1,000 | a | $8.57 | 146,000 | indirect | f3 | |
COMMON STOCK, PAR VALUE $0.0001 PER SHARE | 2021-08-18 | P | 45,000 | a | $8.64 | 3,085,000 | indirect | f2 | |
COMMON STOCK, PAR VALUE $0.0001 PER SHARE | 2021-08-18 | P | 1,500 | a | $8.64 | 147,500 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $8.5661. the range of purchase prices on the transaction date was $8.39 to $8.75 per share. the reporting person undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |
f2 | represents securities owned directly by opaleye, l.p. (the "fund"). as the investment manager of the fund, opaleye management inc. may be deemed to beneficially own the securities owned directly by the fund. |
f3 | securities owned by a separately managed account (the "managed account"). as the portfolio manager of the managed account, opaleye may be deemed to beneficially own the securities owned directly by the managed account. |
f4 | the common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $ 8.6447. the range of purchase prices on the transaction date was $8.59 to $8.69 per share. the reporting person undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. |