Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-052649
Date:2021-08-19
Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
Original Submission Date:

Reporting Person:

FAUST MEGAN
2045 E INNOVATION CIRCLE
TEMPE, AZ 85284

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-19 M 5,000 a $8.88 19,844 direct
COMMON STOCK 2021-08-19 S 5,000 d $23.98 14,844 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) 8.88 2021-08-19 deemed execution date M 5,000 (d) 2017-09-12 2026-09-12 common stock 5,000 $8.88 4,500 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 11, 2021.
f2 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $23.84 to $24.11.the reporting person hereby undertakes to provide, upon request, to the staff of the securities and exchange commission, amkor technology, inc. (the "issuer"), or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this form 4.
f3 this stock option (the "option") to acquire 75,000 shares of the issuer's common stock (the "option shares") was granted on september 12, 2016 (the "grant date") and vested over four years as follows: (i) with respect to 25% of the option shares, on the first anniversary of the grant date; and (ii) with respect to the remainder of the option shares, in equal quarterly installments thereafter, such that 100% of the option became vested on the fourth anniversary of the grant date.
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