Accession Number: | 0000921895-21-002166 |
Date: | 2021-08-17 |
Issuer: | STAR EQUITY HOLDINGS, INC. (STRR) |
Original Submission Date: |
EBERWEIN JEFFREY E.
C/O STAR EQUITY HOLDINGS, INC.
53 FOREST AVENUE SUITE 101
OLD GREENWICH, CT 06870
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-08-17 | M | 3,358 | a | $0.00 | 194,571 | direct | ||
10% SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK | 2021-08-17 | 0 | $0.00 | 660,036 | direct | ||||
10% SERIES A CUMULATIVE PERPETUAL PREFERRED STOCK | 2021-08-17 | 0 | $0.00 | 650,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2021-08-17 | deemed execution date | M | 3,358 (d) | common stock 3,358 | $0.00 | 0 | direct |
ID | footnote |
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f1 | each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
f2 | this transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. |
f3 | securities held in the jeffrey e. eberwein revocable trust (the "eberwein trust"). mr. eberwein, as the trustee of the eberwein trust, may be deemed to beneficially own the securities held in the eberwein trust. mr. eberwein expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
f4 | on august 17, 2020 the reporting person was granted 3,358 restricted stock units. as to this grant, 100% of the restricted stock units fully vested on august 17, 2021. |