Form Type: 4

SEC EDGAR Link
Accession Number:0001633978-21-000047
Date:2021-08-18
Issuer: LUMENTUM HOLDINGS INC. (LITE)
Original Submission Date:

Reporting Person:

ALI WAJID
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE SAN JOSE, CA 95131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-18 S 6,481 d $82.50 70,314 direct
COMMON STOCK 2021-08-19 F 6,295 d $84.96 64,019 direct
COMMON STOCK 2021-08-20 S 5,659 d $85.05 58,360 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were sold pursuant to a rule 10b5-1 trading plan entered into by the reporting person.
f2 represents shares that have been withheld by the issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.
f3 the sale price represents the weighted average sale price. the company can provide the full information regarding the number of shares sold at each separate price upon further request.
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