Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-21-004056
Date:2021-08-20
Issuer: ARCHROCK, INC. (AROC)
Original Submission Date:

Reporting Person:

INGERSOLL JASON
9807 KATY FREEWAY
SUITE 100 HOUSTON, TX 77024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-20 M 8,314 a $0.00 186,361 direct
COMMON STOCK 2021-08-20 F 4,568 d $7.30 181,793 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-08-20 deemed execution date M 8,314 (d) 2021-08-20 2021-08-20 common stock 8,314 $0.00 0 direct
Footnotes
IDfootnote
f1 the restricted stock units were awarded in march 2018 and cliff vested on august 20, 2021. the payout was subject to the achievement of total shareholder return relative to the issuer's peers over the period of january 1, 2018 to december 31, 2020. on february 21, 2021, the compensation committee certified that the performance achieved over the measurement period was 186% of target. the restricted stock units converted into shares of common stock on a one-for-one basis.
f2 issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock and restricted stock units.
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