Accession Number: | 0001415889-21-004056 |
Date: | 2021-08-20 |
Issuer: | ARCHROCK, INC. (AROC) |
Original Submission Date: |
INGERSOLL JASON
9807 KATY FREEWAY
SUITE 100
HOUSTON, TX 77024
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-08-20 | M | 8,314 | a | $0.00 | 186,361 | direct | ||
COMMON STOCK | 2021-08-20 | F | 4,568 | d | $7.30 | 181,793 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2021-08-20 | deemed execution date | M | 8,314 (d) | 2021-08-20 | 2021-08-20 | common stock 8,314 | $0.00 | 0 | direct |
ID | footnote |
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f1 | the restricted stock units were awarded in march 2018 and cliff vested on august 20, 2021. the payout was subject to the achievement of total shareholder return relative to the issuer's peers over the period of january 1, 2018 to december 31, 2020. on february 21, 2021, the compensation committee certified that the performance achieved over the measurement period was 186% of target. the restricted stock units converted into shares of common stock on a one-for-one basis. |
f2 | issuer withheld the maximum allowable shares to meet the tax withholding obligation associated with the vesting of restricted stock and restricted stock units. |