Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-052956
Date:2021-08-19
Issuer: APOLLO GLOBAL MANAGEMENT, INC. (APO)
Original Submission Date:

Reporting Person:

DUCEY MICHAEL E
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-08-19 A 3,372 a $0.00 59,951 direct
CLASS A COMMON STOCK 2021-08-19 0 $0.00 1,308 indirect f3
CLASS A COMMON STOCK 2021-08-19 0 $0.00 1,308 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") granted under the apollo global management, inc. 2019 omnibus equity incentive plan (the "plan"). each rsurepresents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable rsu award agreement, one share of class acommon stock of the issuer for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement,provided the reporting person remains in service through the applicable vesting date.
f2 reported amount includes 3,372 rsus granted under the plan.
f3 these shares of class a common stock are held in the ella jane spinder irrevocable trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. the reporting person disclaims beneficial ownership of the shares of class a common stock held in the trust, except to the extent of his pecuniary interest therein.
f4 these shares of class a common stock are held in the elise sue spinder irrevocable trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. the reporting person disclaims beneficial ownership of the shares of class a common stock held in the trust, except to the extent of his pecuniary interest therein.

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