Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-024292
Date:2021-08-23
Issuer: STANDEX INTERNATIONAL CORP/DE/ (SXI)
Original Submission Date:

Reporting Person:

DUNBAR DAVID A.
23 KEEWAYDIN DRIVE
SUITE 300 SALEM, NH 03079

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-23 A 9,522 a $0.00 63,071 direct
COMMON STOCK 2021-08-23 0 $0.00 36,637 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2021-08-23 deemed execution date A 14,283 (a) 2024-08-23 2024-08-23 common stock 14,283 $0.00 14,283 direct
PHANTOM STOCK UNITS 0.0 2021-08-23 deemed execution date A 10,858 (a) 2024-08-23 2024-08-23 common stock 10,858 $0.00 10,858 direct
Footnotes
IDfootnote
f1 grant of restricted stock pursuant to the 2018 omnibus incentive plan of the company which vests one-third per year on each anniversary of the date of award.
f2 converts on a one-to-one basis into shares of common stock upon vesting.
f3 award of performance share units pursuant to the long term incentive plan of the company. these shares cliff vest at the end of a three year performance period with the ultimate number of shares ranging from 0 to 250% of the award based on achievement against company performance metrics of the three year period.
f4 contingent purchase of phantom stock of the company pursuant to the management stock purchase plan component of the long term incentive plan vesting three years after the date of purchase in the form of common stock.

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