Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-034439
Date:2021-08-26
Issuer: CARLYLE GROUP INC. (CG)
Original Submission Date:

Reporting Person:

D'ANIELLO DANIEL A.
1001 PENNSYLVANIA AVENUE, NW
WASHINGTON, DC 20004

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-26 S 5,000,000 d $47.10 34,499,644 direct
COMMON STOCK 2021-08-26 0 $0.00 495,542 indirect f1
COMMON STOCK 2021-08-26 0 $0.00 17,000 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 such securities are held in a trust for the benefit of the reporting person's family. the reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
f2 such securities are held by carlyle group management l.l.c. the reporting person retains sole investment power over the securities.

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