Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-053614
Date:2021-08-26
Issuer: AXCELIS TECHNOLOGIES INC (ACLS)
Original Submission Date:

Reporting Person:

BREWER KEVIN J
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE BEVERLY, MA 01915

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-26 S 9,409 d $49.10 77,642 direct
COMMON STOCK 2021-08-27 S 8,656 d $50.39 68,986 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $49.00 to $49.22, inclusive. the reporting person undertakes to provide to axcelis technologies, inc., any security holder of axcelis technologies, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price.
f2 of the shares held as of august 26, 2021 and august 27, 2021, 50,889 were issuable on vesting of restricted stock units granted to the executive under the 2012 equity incentive plan and are subject to forfeiture.
f3 the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $50.00 to $50.80, inclusive. the reporting person undertakes to provide to axcelis technologies, inc., any security holder of axcelis technologies, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price.

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