Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-111094
Date:2021-08-26
Issuer: INNODATA INC (INOD)
Original Submission Date:

Reporting Person:

MISHRA ASHOK
C/O INNODATA INC.
55 CHALLENGER ROAD RIDGEFIELD PARK, NJ 07660

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-26 M 1,300 a $2.45 1,300 direct
COMMON STOCK 2021-08-26 S 1,300 d $8.00 0 direct
COMMON STOCK 2021-08-27 M 5,000 a $2.45 5,000 direct
COMMON STOCK 2021-08-27 S 5,000 d $8.13 0 direct
COMMON STOCK 2021-08-30 M 5,168 a $2.45 5,168 direct
COMMON STOCK 2021-08-30 S 5,168 d $8.28 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.45 2021-08-26 deemed execution date M 1,300 (d) 2026-12-29 common stock 1,300 $2.45 148,700 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.45 2021-08-27 deemed execution date M 5,000 (d) 2026-12-29 common stock 5,000 $2.45 143,700 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.45 2021-08-30 deemed execution date M 5,168 (d) 2026-12-29 common stock 5,168 $2.45 138,532 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $8.00 to $8.01. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 this transaction was executed in multiple trades at prices ranging from $8.00 to $8.23. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 this transaction was executed in multiple trades at prices ranging from $8.25 to $8.35. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 these stock options were originally granted to the reporting person on december 30, 2016 and became fully-vested on december 30, 2019.
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