Accession Number: | 0001104659-21-111094 |
Date: | 2021-08-26 |
Issuer: | INNODATA INC (INOD) |
Original Submission Date: |
MISHRA ASHOK
C/O INNODATA INC.
55 CHALLENGER ROAD
RIDGEFIELD PARK, NJ 07660
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-08-26 | M | 1,300 | a | $2.45 | 1,300 | direct | ||
COMMON STOCK | 2021-08-26 | S | 1,300 | d | $8.00 | 0 | direct | ||
COMMON STOCK | 2021-08-27 | M | 5,000 | a | $2.45 | 5,000 | direct | ||
COMMON STOCK | 2021-08-27 | S | 5,000 | d | $8.13 | 0 | direct | ||
COMMON STOCK | 2021-08-30 | M | 5,168 | a | $2.45 | 5,168 | direct | ||
COMMON STOCK | 2021-08-30 | S | 5,168 | d | $8.28 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.45 | 2021-08-26 | deemed execution date | M | 1,300 (d) | 2026-12-29 | common stock 1,300 | $2.45 | 148,700 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.45 | 2021-08-27 | deemed execution date | M | 5,000 (d) | 2026-12-29 | common stock 5,000 | $2.45 | 143,700 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.45 | 2021-08-30 | deemed execution date | M | 5,168 (d) | 2026-12-29 | common stock 5,168 | $2.45 | 138,532 | direct |
ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $8.00 to $8.01. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f2 | this transaction was executed in multiple trades at prices ranging from $8.00 to $8.23. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $8.25 to $8.35. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f4 | these stock options were originally granted to the reporting person on december 30, 2016 and became fully-vested on december 30, 2019. |