Accession Number: | 0001853040-21-000009 |
Date: | 2021-08-27 |
Issuer: | REDWOOD TRUST INC (RWT) |
Original Submission Date: |
SCHWARTZ FAITH A
1 BELVEDERE PLACE
SUITE 300
MILL VALLEY, CA 94941
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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DEFERRED STOCK UNITS | 12.46 | 2021-08-27 | deemed execution date | A | 1,203 (a) | common stock 1,203 | $12.46 | 1,203 | direct |
ID | footnote |
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f1 | represents fair market value rwt common stock on the grant date under the 2014 incentive award plan. |
f2 | this transaction relates to the grant of deferred stock units as part of annual equity-based compensation for service on the board of directors. |
f3 | 100% vested at grant. |
f4 | shares are subject to a minimum mandatory holding period and will be delivered to the participant at the time provided in the deferral election but no sooner than may 26, 2025. |
f5 | no expiration date is applicable to deferred stock units. |