Form Type: 4

SEC EDGAR Link
Accession Number:0001443984-21-000277
Date:2021-08-27
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
Original Submission Date:

Reporting Person:

HAGEDORN JAMES
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD MARYSVILLE, OH 43041

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-07-23 J 13 a $153.80 73,775 direct
COMMON SHARES 2021-08-25 J 15 a $133.20 73,790 direct
COMMON SHARES 2021-08-27 0 $0.00 23,874 indirect
COMMON SHARES 2021-08-27 0 $0.00 1,814,791 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK 0.0 2021-08-27 deemed execution date A 564 (a) common shares 564 $0.00 144,887 direct
Footnotes
IDfootnote
f1 pursuant to exchange act rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the issuer ("common shares"), to be the beneficial owner of the securities of the issuer that are held by hagedorn partnership, l.p., a delaware limited partnership in which the reporting person is a general partner (the "partnership"). represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in common shares held by the partnership.
f2 each share of phantom stock represents the right to receive one common share of issuer or the cash value thereof.
f3 shares of phantom stock are payable in cash following termination of the reporting person's employment with issuer. the reporting person may transfer his/her phantom stock into an alternative investment at any time.

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