Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-054134
Date:2021-08-27
Issuer: ROBLOX CORP (RBLX)
Original Submission Date:

Reporting Person:

LEE ANTHONY P
C/O ROBLOX CORPORATION
970 PARK PLACE SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-05-27 G 50,000 d $0.00 914,222 indirect f1
CLASS A COMMON STOCK 2021-08-27 J 272,237 a $0.00 641,985 indirect f1
CLASS A COMMON STOCK 2021-08-27 0 $0.00 67,551 indirect f3
CLASS A COMMON STOCK 2021-08-27 0 $0.00 361,446 indirect f5
CLASS A COMMON STOCK 2021-08-27 0 $0.00 111,112 indirect f6
CLASS A COMMON STOCK 2021-08-27 0 $0.00 20,626,812 indirect f7
CLASS A COMMON STOCK 2021-08-27 0 $0.00 2,885,182 indirect f8
CLASS A COMMON STOCK 2021-08-27 0 $0.00 14,353,236 indirect f9
CLASS A COMMON STOCK 2021-08-27 0 $0.00 30,824,871 indirect f10
CLASS A COMMON STOCK 2021-08-27 0 $0.00 666,244 indirect f11
CLASS A COMMON STOCK 2021-08-27 0 $0.00 17,176,113 indirect f12
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares are held directly by the fallen leaf revocable trust for which the reporting person serves as trustee. the reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f2 represents shares received in a pro-rata in kind distribution of the issuer's class a common stock from altos hybrid 2 l.p., altos roblox spv 1, llc, altos roblox spv 2, llc, altos roblox spv 2020, llc., altos ventures iv, l.p., altos ventures iv liquidity fund, l.p. and altos roblox iv reserve fund, l.p.
f3 these shares are held directly by the fallen leaf llc - sub fund no. 1 for which the reporting person serves as managing member. the reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f4 these shares are held directly by altos hybrid 2, l.p.
f5 the reporting person is one of the managing members of the general partners and managers of the respective entities that hold the shares reported herein (the altos funds). the reporting person disclaims beneficial ownership of the shares held by the altos funds except to the extent of his pecuniary interest therein, if any. this report shall not be deemed an admission that the reporting person is the beneficial owner of any of the shares held by the altos funds for section 16 or any other purpose.
f6 these shares are held directly by altos hybrid 4, l.p.
f7 these shares are held directly by altos roblos spv 1, llc.
f8 these shares are held directly by altos roblox spv 2, llc.
f9 these shares are held directly by altos roblox spv 2020, llc.
f10 these shares are held directly by altos ventures iv liquidity fund, l.p.
f11 these shares are held directly by altos ventures iv reserve fund, l.p.
f12 these shares are held directly by altos ventures iv, l.p.
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