Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-024615
Date:2021-08-28
Issuer: VIAVI SOLUTIONS INC. (VIAV)
Original Submission Date:

Reporting Person:

RONDINONE RALPH
C/O VIAVI SOLUTIONS INC.
7047 E GREENWAY PKWY SUITE 250 SCOTTSDALE, AZ 85254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-28 M 2,513 a $0.00 35,235 direct
COMMON STOCK 2021-08-28 F 1,115 d $16.67 34,120 direct
COMMON STOCK 2021-08-28 M 2,513 a $0.00 36,633 direct
COMMON STOCK 2021-08-28 F 1,115 d $16.67 35,518 direct
COMMON STOCK 2021-08-28 M 8,785 a $0.00 44,303 direct
COMMON STOCK 2021-08-28 F 3,897 d $16.67 40,406 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-08-28 deemed execution date M 2,513 (d) common stock 2,513 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2021-08-28 deemed execution date M 2,513 (d) common stock 2,513 $0.00 10,050 direct
RESTRICTED STOCK UNITS 0.0 2021-08-28 deemed execution date M 8,785 (d) common stock 8,785 $0.00 17,570 direct
RESTRICTED STOCK UNITS 0.0 2021-08-28 deemed execution date A 20,759 (a) common stock 20,759 $0.00 20,759 direct
MARKET STOCK UNITS 0.0 2021-08-28 deemed execution date A 20,759 (a) common stock 20,759 $0.00 20,759 direct
Footnotes
IDfootnote
f1 each unit converts upon vesting into one share of common stock.
f2 these shares were retained by the company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. the amount retained by the company was not in excess of the amount of the tax liability.
f3 units subject to the award shall vest annually in three equal installments over three years.
f4 there are no expiration dates on rsus
f5 see exhibit 99 - fy2022 msu exhibit for vesting schedule and terms
f6 there are no expiration dates on msus.
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