Accession Number: | 0001127602-21-024615 |
Date: | 2021-08-28 |
Issuer: | VIAVI SOLUTIONS INC. (VIAV) |
Original Submission Date: |
RONDINONE RALPH
C/O VIAVI SOLUTIONS INC.
7047 E GREENWAY PKWY SUITE 250
SCOTTSDALE, AZ 85254
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-08-28 | M | 2,513 | a | $0.00 | 35,235 | direct | ||
COMMON STOCK | 2021-08-28 | F | 1,115 | d | $16.67 | 34,120 | direct | ||
COMMON STOCK | 2021-08-28 | M | 2,513 | a | $0.00 | 36,633 | direct | ||
COMMON STOCK | 2021-08-28 | F | 1,115 | d | $16.67 | 35,518 | direct | ||
COMMON STOCK | 2021-08-28 | M | 8,785 | a | $0.00 | 44,303 | direct | ||
COMMON STOCK | 2021-08-28 | F | 3,897 | d | $16.67 | 40,406 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-08-28 | deemed execution date | M | 2,513 (d) | common stock 2,513 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-08-28 | deemed execution date | M | 2,513 (d) | common stock 2,513 | $0.00 | 10,050 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-08-28 | deemed execution date | M | 8,785 (d) | common stock 8,785 | $0.00 | 17,570 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-08-28 | deemed execution date | A | 20,759 (a) | common stock 20,759 | $0.00 | 20,759 | direct | |||
MARKET STOCK UNITS | 0.0 | 2021-08-28 | deemed execution date | A | 20,759 (a) | common stock 20,759 | $0.00 | 20,759 | direct |
ID | footnote |
---|---|
f1 | each unit converts upon vesting into one share of common stock. |
f2 | these shares were retained by the company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. the amount retained by the company was not in excess of the amount of the tax liability. |
f3 | units subject to the award shall vest annually in three equal installments over three years. |
f4 | there are no expiration dates on rsus |
f5 | see exhibit 99 - fy2022 msu exhibit for vesting schedule and terms |
f6 | there are no expiration dates on msus. |