Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-034732
Date:2021-08-30
Issuer: APELLIS PHARMACEUTICALS, INC. (APLS)
Original Submission Date:

Reporting Person:

CHOPAS JAMES GEORGE
C/O APELLIS PHARMACEUTICALS, INC.
100 FIFTH AVENUE WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-30 A 7,600 a $0.00 7,600 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 65.41 2021-08-30 deemed execution date A 21,750 (a) 2031-08-29 common stock 21,750 $65.41 21,750 direct
Footnotes
IDfootnote
f1 the shares are issuable upon vesting of restricted stock units that each represent a contingent right to receive one share of apls common stock. the restricted stock units vest as to 25% of the shares underlying the award on the first anniversary of the grant date and as to an additional 25% of the shares underlying the award annually until the fourth anniversary of the grant date, subject to continued service.
f2 this option was granted on august 30, 2021 and vests as to 25% of the shares underlying the option on the first anniversary of the grant date and thereafter as to 1/48th of the shares underlying the option monthly until the fourth anniversary of the grant date, subject to continued service.

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