Form Type: 4

SEC EDGAR Link
Accession Number:0001633978-21-000055
Date:2021-08-30
Issuer: LUMENTUM HOLDINGS INC. (LITE)
Original Submission Date:

Reporting Person:

SEPE MATTHEW JOSEPH
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE SAN JOSE, CA 95131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-30 A 5,755 a $0.00 17,868 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive, following vesting, one share of the issuer's common stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of november, february, may and august, subject to the reporting person continuing to be an employee through each such date, or as provided under the issuer's 2015 equity incentive plan.
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