| Accession Number: | 0001127602-21-024753 |
| Date: | 2021-08-31 |
| Issuer: | FRANKLIN RESOURCES INC (BEN) |
| Original Submission Date: |
PLAFKER JED A.
C/O FRANKLIN RESOURCES, INC.
ONE FRANKLIN PARKWAY
SAN MATEO, CA 94403-1906
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PAR VALUE $.10 | 2021-08-31 | F | 14,255 | d | $32.44 | 133,312 | direct | ||
| COMMON STOCK, PAR VALUE $.10 | 2021-08-31 | 0 | $0.00 | 574 | indirect | f2 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | of the amount of securities beneficially owned, 41,222 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards. |
| f2 | reporting person holds shares in the franklin templeton 401(k) retirement plan. information is based on a plan statement as of july 15, 2021. |
