Form Type: 4

SEC EDGAR Link
Accession Number:0000709283-21-000056
Date:2021-09-01
Issuer: QUANTUM CORP /DE/ (QMCO)
Original Submission Date:

Reporting Person:

HURLEY JOHN
224 AIRPORT PARKWAY
SUITE 550 SAN JOSE, CA 95110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-09-01 A 275,000 a $0.00 275,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of restricted stock units ("rsus"), each of which represents a contingent right to receive one share of common stock of qmco. vesting is subject to continued employment with qmco through the servicevesting date, which occurs in three equal annual installments on september 1, 2022, september 1, 2023 and september 1, 2024.
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