Accession Number: | 0001209191-21-054596 |
Date: | 2021-08-31 |
Issuer: | HALL OF FAME RESORT & ENTERTAINMENT CO (HOFV) |
Original Submission Date: |
CHARNES TARA
2626 FULTON DRIVE NW
CANTON, OH 44718
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-08-31 | F | 21,154 | d | $3.36 | 251,558 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
WARRANTS | 1.4 | deemed execution date | 0 ( ) | 2020-11-18 | 2025-11-18 | common stock 12,214 | $1.40 | 12,214 | direct |
ID | footnote |
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f1 | payment of tax liability by withholding of vesting shares of common stock. |
f2 | includes: (i) 92,379 unvested restricted stock units ("rsus") that were granted on september 16, 2020 and vest in two equal installments on august 31, 2022 and august 31, 2023; (ii) 16,667 unvested rsus that were granted on december 22, 2020 and vest in full on december 22, 2021; and (iii) 105,263 unvested rsus that were granted on january 22, 2021 and vest in three equal annual installments beginning on january 22, 2022. |