Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-054596
Date:2021-08-31
Issuer: HALL OF FAME RESORT & ENTERTAINMENT CO (HOFV)
Original Submission Date:

Reporting Person:

CHARNES TARA
2626 FULTON DRIVE NW
CANTON, OH 44718

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-08-31 F 21,154 d $3.36 251,558 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANTS 1.4 deemed execution date 0 ( ) 2020-11-18 2025-11-18 common stock 12,214 $1.40 12,214 direct
Footnotes
IDfootnote
f1 payment of tax liability by withholding of vesting shares of common stock.
f2 includes: (i) 92,379 unvested restricted stock units ("rsus") that were granted on september 16, 2020 and vest in two equal installments on august 31, 2022 and august 31, 2023; (ii) 16,667 unvested rsus that were granted on december 22, 2020 and vest in full on december 22, 2021; and (iii) 105,263 unvested rsus that were granted on january 22, 2021 and vest in three equal annual installments beginning on january 22, 2022.

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