| Accession Number: | 0001209191-21-054612 |
| Date: | 2021-09-02 |
| Issuer: | BIOCEPT INC (BIOC) |
| Original Submission Date: |
NALL MICHAEL W.
C/O BIOCEPT, INC.
9955 MESA RIM ROAD
SAN DIEGO, CA 92121
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.76 | 2021-09-02 | deemed execution date | A | 100,000 (a) | 2031-09-01 | common stock 100,000 | $3.76 | 100,000 | direct | ||
| PERFORMANCE-BASED EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.76 | 2021-09-02 | deemed execution date | A | 80,000 (a) | 2031-09-01 | common stock 80,000 | $3.76 | 80,000 | direct |
| ID | footnote |
|---|---|
| f1 | 1/36th of the shares subject to the option shall vest monthly following the vesting commencement date of 9/2/21 until fully vested on 9/2/2024. |
| f2 | 1/36th of the shares subject to the option shall vest monthly, commencing upon the issuer's achievement of a specified corporate milestone. |
