Accession Number: | 0001639825-21-000279 |
Date: | 2021-08-30 |
Issuer: | PELOTON INTERACTIVE, INC. (PTON) |
Original Submission Date: |
FOLEY JOHN PAUL
C/O PELOTON INTERACTIVE, INC.
441 NINTH AVENUE, SIXTH FLOOR
NEW YORK, NY 10001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-08-30 | M | 1,128 | a | $0.00 | 1,128 | indirect | ||
CLASS A COMMON STOCK | 2021-08-31 | S | 376 | d | $100.17 | 752 | indirect | ||
CLASS A COMMON STOCK | 2021-08-31 | S | 110 | d | $100.91 | 642 | indirect | ||
CLASS A COMMON STOCK | 2021-08-30 | 0 | $0.00 | 200,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT (RSU) | 0.0 | 2021-08-30 | deemed execution date | A | 1,128 (a) | class a common stock 1,128 | $0.00 | 1,128 | indirect | by spouse | ||
RESTRICTED STOCK UNIT (RSU) | 0.0 | 2021-08-30 | deemed execution date | M | 1,128 (d) | class a common stock 1,128 | $0.00 | 0 | indirect | by spouse | ||
STOCK OPTION (RIGHT TO BUY CLASS A COMMON STOCK) | 100.04 | 2021-09-01 | deemed execution date | A | 278,022 (a) | 2031-08-31 | class a common stock 278,022 | $100.04 | 278,022 | direct | ||
STOCK OPTION (RIGHT TO BUY CLASS A COMMON STOCK) | 100.04 | 2021-09-01 | deemed execution date | A | 61,512 (a) | 2031-08-31 | class a common stock 61,512 | $100.04 | 61,512 | direct | ||
CLASS A COMMON STOCK | 100.04 | 2021-09-01 | deemed execution date | A | 2,656 (a) | 2031-08-31 | class a common stock 2,656 | $100.04 | 2,656 | indirect | by spouse | |
CLASS A COMMON STOCK | 100.04 | 2021-09-01 | deemed execution date | A | 5,064 (a) | 2031-08-31 | class a common stock 5,064 | $100.04 | 5,064 | indirect | by spouse |
ID | footnote |
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f1 | each rsu represents a contingent right to receive one (1) share of the issuer's class a common stock upon settlement for no consideration. |
f2 | the sale of shares is for the sole purpose of covering the reporting person's tax liability with respect to the settlement of rsus. |
f3 | the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $99.71 to $100.70 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f4 | the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $100.73 to $101.24 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f5 | the rsus are fully vested as of the date of grant. |
f6 | the option vests as to 6.25% of the total shares quarterly, commencing november 15, 2021, with 100% of the total shares vested and exercisable on august, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |
f7 | the option vests as to 8.33% of the total shares quarterly, commencing november 15, 2021, with 100% of the total shares vested and exercisable on august 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
f8 | the option vests as to 8.34% of the total shares quarterly, commencing november 15, 2021, with 100% of the total shares vested and exercisable on august 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |